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Micheal Leigh Parker

Finalis Securities LLC

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About Micheal Leigh Parker

Micheal Leigh Parker is a Financial Advisor at Finalis Securities LLC. Micheal has been in the industry since 2013 and holds the Series 7, Series 79, Series 63, and SIE licenses. Micheal has held previous roles at AGC PARTNERS, LAZARD FRERES & CO. LLC, and BARCLAYS CAPITAL INC. Micheal is currently registered with Florida.

Firm Information

Micheal Parker is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Micheal Parker’s Registration & Firm History

NY

12/19/2023 - Present

Finalis Securities LLC (New York NY)

IL

07/18/2017 - 10/19/2023

AGC PARTNERS (Chicago IL)

IL

08/18/2015 - 02/09/2017

LAZARD FRERES & CO. LLC (CHICAGO IL)

CA

09/25/2009 - 03/16/2012

BARCLAYS CAPITAL INC. (MENLO PARK CA)

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Licenses & Designations

BC

Issued 10/29/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/18/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 09/23/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Micheal Leigh Parker.
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