Unclaimed
Micheal Leigh Parker is a Financial Advisor at Finalis Securities LLC. Micheal has been in the industry since 2013 and holds the Series 7, Series 79, Series 63, and SIE licenses. Micheal has held previous roles at AGC PARTNERS, LAZARD FRERES & CO. LLC, and BARCLAYS CAPITAL INC. Micheal is currently registered with Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/19/2023 - Present
Finalis Securities LLC (New York NY)
IL
07/18/2017 - 10/19/2023
AGC PARTNERS (Chicago IL)
IL
08/18/2015 - 02/09/2017
LAZARD FRERES & CO. LLC (CHICAGO IL)
CA
09/25/2009 - 03/16/2012
BARCLAYS CAPITAL INC. (MENLO PARK CA)
BC
Issued 10/29/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/18/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/23/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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