Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Micheal? Claim Your ProfileMicheal Joseph Maxfield is a financial advisor with National Financial Services LLC. Micheal has been in the financial services industry since 2015 and has a variety of experience. Micheal holds a Series 7, Series 9, Series 10, and Series 63 license. Micheal previously worked with Fidelity Brokerage Services LLC in both Albuquerque, NM and Westlake, TX.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
10/13/2021 - Present
National Financial Services LLC (WESTLAKE TX)
TX
07/19/2019 - 09/17/2021
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
NM
07/24/2017 - 09/25/2017
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
NM
09/05/2015 - 12/17/2015
FIDELITY BROKERAGE SERVICES LLC (ALBUQUERQUE NM)
BC
Issued 07/22/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/31/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/07/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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