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Micheal Harpe

Capfinancial Securities, LLC

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About Micheal Harpe

Micheal Harpe is a financial professional with over 2 years of experience in the industry. Micheal is currently registered with Capfinancial Securities, LLC in Raleigh, NC. Micheal previously held roles at ROBINHOOD FINANCIAL, LLC and FIDELITY BROKERAGE SERVICES LLC. Micheal has passed the Series 7TO, SIE and Series 63 exams and holds a current registration in Texas.

Firm Information

Micheal Harpe is currently registered with Capfinancial Securities, LLC. Capfinancial Securities, LLC is a Limited Liability Company formed on November 21, 2013. The firm is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

91

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Micheal Harpe’s Registration & Firm History

NC

05/26/2023 - Present

Capfinancial Securities, LLC (RALEIGH NC)

CO

01/05/2021 - 08/09/2022

ROBINHOOD FINANCIAL, LLC (Denver CO)

TX

07/09/2020 - 11/30/2020

FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)

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Licenses & Designations

BC

Issued 07/21/2020

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 07/09/2020

Series 7TO - General Securities Representative Examination

BC

Issued 04/27/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Micheal Harpe.
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