Unclaimed
Micheal Harpe is a financial professional with over 2 years of experience in the industry. Micheal is currently registered with Capfinancial Securities, LLC in Raleigh, NC. Micheal previously held roles at ROBINHOOD FINANCIAL, LLC and FIDELITY BROKERAGE SERVICES LLC. Micheal has passed the Series 7TO, SIE and Series 63 exams and holds a current registration in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/26/2023 - Present
Capfinancial Securities, LLC (RALEIGH NC)
CO
01/05/2021 - 08/09/2022
ROBINHOOD FINANCIAL, LLC (Denver CO)
TX
07/09/2020 - 11/30/2020
FIDELITY BROKERAGE SERVICES LLC (WESTLAKE TX)
BC
Issued 07/21/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 04/27/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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