Unclaimed
Micheal Angelo Tropeano is a financial professional with over 20 years of experience in the industry. Micheal has held positions at several firms, including UBS Financial Services Inc. and Jefferies & Company, Inc. Micheal currently works for Santander US Capital Markets LLC. Micheal specializes in providing a range of investment products and services to individuals and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2013 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
08/01/2011 - 03/07/2013
CORTVIEW CAPITAL SECURITIES LLC (NEW YORK NY)
NY
11/01/2004 - 08/01/2011
JEFFERIES & COMPANY, INC. (NEW YORK NY)
NY
09/02/2003 - 11/01/2004
BONDS DIRECT SECURITIES LLC (NEW YORK NY)
NJ
06/12/2003 - 08/28/2003
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
IL
07/22/1997 - 11/03/2000
BANC ONE CAPITAL MARKETS, INC. (CHICAGO IL)
BC
Issued 12/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/2003
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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