Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michalis? Claim Your ProfileMichalis Batas is a financial advisor with Ameriprise Financial Services, LLC, and has been in the industry since 2012. Michalis is a registered representative in New Jersey, New York and Texas. Michalis has a history of working with J.P. Morgan Securities LLC, Northwestern Mutual Investment Services, LLC and Chase Investment Services Corp. Michalis has a Series 6, 7, and 66 license. Ameriprise Financial Services, LLC is an independent financial services company providing financial planning and asset management services to individual investors and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
01/23/2023 - Present
Ameriprise Financial Services, LLC (RYE BROOK NY)
ME
01/09/2015 - 02/19/2016
QUASAR DISTRIBUTORS, LLC (PORTLAND ME)
NY
06/17/2013 - 01/13/2014
J.P. MORGAN SECURITIES LLC (FLUSHING NY)
NY
08/09/2011 - 06/20/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NEW YORK NY)
NY
03/31/2008 - 05/30/2008
CHASE INVESTMENT SERVICES CORP. (SOUTH LINDENHURST NY)
BOTH
Issued 07/02/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/28/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/15/2013
Series 7 - General Securities Representative Examination
BC
Issued 08/08/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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