Unclaimed
Michal Stopa is a registered investment advisor representative with Neuberger Berman BD LLC and is based in Chicago, Illinois. Michal has been in the industry since November 2007. The firm also has a branch office in Elmhurst, Illinois. Michal has passed the Series 66, Series 7, and SIE exams. They are licensed in 24 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
IL
03/25/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
BOTH
Issued 06/15/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/26/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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