Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michaela? Claim Your ProfileMichaela Gutmann is a financial advisor with over 7 years of experience in the financial services industry. Michaela is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and holds Series 6, 7, 63, and 65 licenses as well as the SIE. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Michaela was employed with Wells Fargo Advisors LLC and Wells Fargo Clearing Services, LLC. Michaela specializes in providing financial advice to individuals, corporations, and other institutions. Michaela’s primary focus is portfolio management, financial planning, and investment management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
08/31/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HUNT VALLEY MD)
MD
08/04/2021 - 06/07/2022
WELLS FARGO CLEARING SERVICES, LLC (BALTIMORE MD)
MD
09/02/2016 - 04/06/2021
WELLS FARGO CLEARING SERVICES, LLC (BALTIMORE MD)
IA
Issued 12/07/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/14/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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