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Michaela Ann McGovern

Mizuho Securities USA LLC

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About Michaela Ann McGovern

Michaela McGovern is a securities professional with a strong background in financial markets. Michaela has a Series 7TO, Series 63, and SIE. Michaela is registered with Mizuho Securities USA LLC.

Firm Information

Michaela McGovern is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michaela McGovern’s Registration & Firm History

NY

08/12/2022 - Present

Mizuho Securities USA LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/15/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/12/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/10/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michaela Ann McGovern.
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