Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Charles Brown is an experienced financial professional with over 40 years of experience in the industry. Michael is currently a Registered Representative with Purshe Kaplan Sterling Investments, Inc. and an Investment Advisor Representative with Journey Strategic Wealth LLC. Michael has held various positions in the financial services industry, including roles at Merrill Lynch, Pierce, Fenner & Smith Incorporated, BANC OF AMERICA INVESTMENT SERVICES, INC., ING BARINGS LLC, and BEAR, STEARNS & CO. INC. Michael is committed to providing personalized financial advice to individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NJ
02/04/2025 - Present
Journey Strategic Wealth LLC (SUMMIT NJ)
NY
03/21/2013 - 04/11/2016
DYNASTY SECURITIES, LLC (NEW YORK NY)
NY
10/23/2009 - 12/14/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/18/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NEW YORK NY)
NY
04/12/2001 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
10/30/1997 - 04/18/2001
ING BARINGS LLC (NEW YORK NY)
NY
10/02/1987 - 10/02/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
07/28/1986 - 11/03/1987
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION
NA
09/23/1980 - 08/18/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 03/01/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/25/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/29/2000
Series 4 - Registered Options Principal Examination
BC
Issued 06/29/1999
Series 24 - General Securities Principal Examination
BC
Issued 07/07/1986
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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