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Michael Zhongjie Shi

Susquehanna Securities, LLC

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About Michael Zhongjie Shi

Michael Zhongjie Shi is a licensed securities professional, registered with Susquehanna Securities, LLC. Michael has a background in the financial industry and is well-versed in trading and financial markets. Michael is a highly experienced professional with expertise in the securities industry, with a focus on the series 57TO exam.

Firm Information

Michael Shi is currently registered with Susquehanna Securities, LLC. Susquehanna Securities, LLC is a Limited Liability Company formed on August 31, 2019 and is registered in Pennsylvania. The firm has 1 approved SEC registration and 1 approved state registration. Susquehanna Securities, LLC has a total of 52 regulatory event disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

254

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Shi’s Registration & Firm History

PA

12/23/2019 - Present

Susquehanna Securities, LLC (BALA CYNWYD PA)

PA

05/22/2020 - 02/11/2022

SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)

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Licenses & Designations

BC

Issued 12/23/2019

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2019

Series 57TO - Securities Trader Exam

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Zhongjie Shi.
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