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Michael Zawadiwskyi

Next Financial Group, Inc.

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About Michael Zawadiwskyi

Michael Zawadiwskyi is a financial advisor with over 30 years of experience in the financial services industry. Michael is currently registered with Next Financial Group, Inc., a full-service financial firm headquartered in Houston, Texas. Michael offers investment advisory services, financial planning services and insurance products to his clients. Prior to joining Next Financial Group, Inc. Michael worked as an Investment Advisor Representative for AXA Advisors, LLC. Michael holds the Series 3, 7, 63, and 66 licenses as well as the SIE. He is also a Certified Financial Planner. Michael’s professional focus is helping individuals and families develop a financial plan, choose investments and protect their assets.

Firm Information

Michael Zawadiwskyi is currently registered with Next Financial Group, Inc.. Next Financial Group, Inc. is a corporation formed in June 1998 and headquartered in Houston, Texas. The firm provides financial planning, pension consulting, educational seminars, and portfolio management for individuals, businesses, and charitable organizations. They are registered with the SEC and have a presence in all 50 states, as well as Puerto Rico and the Virgin Islands. Next Financial Group, Inc. manages over $3.5 billion in assets.
Next Financial Group, Inc.

11740 KATY FREEWAY

HOUSTON, TX 77079

$3.52B

Assets Under Management

5,776

Total Clients

348

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Seminar/workshop attendance fees

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Michael Zawadiwskyi’s Registration & Firm History

NJ

04/24/2018 - Present

Next Financial Group, Inc. (ORADELL NJ)

NJ

05/09/2014 - 04/30/2018

AXA ADVISORS, LLC (MORRISTOWN NJ)

MA

06/10/1997 - 03/11/1998

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

06/09/1997 - 03/11/1998

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

05/23/1994 - 05/13/1997

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY (WORCESTER MA)

NY

05/01/1991 - 06/09/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

10/25/1990 - 04/29/1991

RICKEL & ASSOCIATES, INC. (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 06/14/2014

Series 66 - Uniform Combined State Law Examination

BC

Issued 11/06/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/08/2014

Series 7 - General Securities Representative Examination

BC

Issued 05/21/1991

Series 3 - National Commodity Futures Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Zawadiwskyi.
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