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Michael Zarlengo

Merrill Lynch, Pierce, Fenner & Smith Inc.

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About Michael Zarlengo

Michael Zarlengo is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Michael has over 20 years of experience in the financial services industry. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in Alaska, Florida, Idaho, Oregon, Texas, and Washington. Michael also holds the Series 6, Series 7, Series 63, and Series 66 securities licenses. Michael specializes in providing financial advice to individuals, businesses, and institutions.

Firm Information

Michael Zarlengo is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Merrill Lynch, Pierce, Fenner & Smith Inc., established in 1958, is a corporation headquartered in NEW YORK, NY. They offer a wide range of financial services, including portfolio management for individuals and businesses, pension consulting, and educational seminars. They are registered with the SEC and in all 50 states, with over 26,000 investment advisor representatives and registered representatives. Their services target high-net-worth individuals, corporations, pension and profit sharing plans, charitable organizations, and insurance companies. They manage assets exceeding $1 trillion, demonstrating their extensive experience in the financial industry.
Merrill Lynch, Pierce, Fenner & Smith Inc.

2800 NE 125TH ST

SEATTLE, WA 98125

$1.27T

Assets Under Management

16,965

Total Clients

25,158

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Zarlengo’s Registration & Firm History

WA

08/15/2024 - Present

Merrill Lynch, Pierce, Fenner & Smith Inc. (SEATTLE WA)

MA

06/12/2023 - 07/08/2024

EXEMPLAR CAPITAL, LLC (BOSTON MA)

WA

01/26/2022 - 06/05/2023

CHARLES SCHWAB & CO., INC. (Seattle WA)

WA

02/10/2021 - 06/05/2023

TD AMERITRADE, INC. (Seattle WA)

WA

01/06/2020 - 01/11/2021

TD AMERITRADE, INC. (SEATTLE WA)

WA

06/06/2019 - 12/11/2019

AXA ADVISORS, LLC (BELLEVUE WA)

CO

01/02/2014 - 07/09/2018

ALPS PORTFOLIO SOLUTIONS DISTRIBUTOR, INC. (DENVER CO)

CO

09/24/2010 - 12/31/2013

ALPS DISTRIBUTORS, INC. (DENVER CO)

CO

11/03/2009 - 09/03/2010

TRANSAMERICA CAPITAL, INC. (DENVER CO)

IL

07/31/2007 - 01/07/2009

PORTFOLIO BROKERAGE SERVICES, INC. (CHICAGO IL)

CO

09/03/2004 - 05/21/2007

JANUS DISTRIBUTORS LLC (DENVER CO)

IL

01/26/2004 - 09/08/2004

BANC ONE SECURITIES CORPORATION (CHICAGO IL)

MO

04/07/1997 - 09/20/1999

EVEREN SECURITIES, INC. (ST. LOUIS MO)

NY

07/18/1995 - 03/25/1997

OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)

MN

01/14/1994 - 07/12/1994

FORTIS INVESTORS, INC. (OAKDALE MN)

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Licenses & Designations

BOTH

Issued 1/16/2020

Series 66 - Uniform Combined State Law Examination

BC

Issued 2/11/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 7/9/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/13/2004

Series 7 - General Securities Representative Examination

BC

Issued 1/23/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Zarlengo.
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