Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Young Choy is a financial advisor in Scottsdale, AZ. Michael has been in the financial services industry since 2001, and currently works for Wells Fargo Advisors Financial Network, LLC. Michael is registered with FINRA as an Investment Advisor Representative. Michael has prior experience with UBS Financial Services Inc., Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Morgan Stanley DW Inc. Michael is a Series 3, 7, 9, 10, 31, and 66 licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/02/2024 - Present
Wells Fargo Advisors Financial Network, LLC (SCOTTSDALE AZ)
AZ
07/16/2015 - 05/13/2024
UBS FINANCIAL SERVICES INC. (TUCSON AZ)
AZ
01/05/2011 - 07/31/2015
MORGAN STANLEY (TEMPE AZ)
AZ
04/09/2010 - 06/16/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PHOENIX AZ)
AZ
01/09/2009 - 10/28/2009
UBS FINANCIAL SERVICES INC. (SCOTTSDALE AZ)
AZ
11/01/2002 - 01/13/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SCOTTSDALE AZ)
NY
05/15/2000 - 10/31/2002
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 07/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/24/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/24/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2007
Series 3 - National Commodity Futures Examination
BC
Issued 06/13/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 05/12/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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