Unclaimed
Michael Yosef Resler Hammer is a financial advisor registered with UBS Financial Services Inc., and has been in the industry since 2010. Michael is licensed to provide investment advice in Florida, New York, and Texas. Michael has also previously worked for BNP Paribas Investment Services, LLC and Hapoalim Securities USA, INC. Michael holds the Series 7, Series 63, and Series 66 licenses. Michael is based out of Coral Gables, Florida and is able to provide financial advice to individuals, corporations, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
FL
02/03/2015 - Present
UBS Financial Services Inc. (Coral Gables FL)
FL
01/19/2011 - 04/14/2014
BNP PARIBAS INVESTMENT SERVICES, LLC (MIAMI FL)
FL
02/01/2010 - 09/30/2010
HAPOALIM SECURITIES USA, INC. (AVENTURA FL)
NY
11/13/2008 - 12/31/2008
HAPOALIM SECURITIES USA, INC. (NEW YORK NY)
BOTH
Issued 1/30/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 3/12/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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