Unclaimed
Michael Yi Zhu is a financial advisor registered with Wells Fargo Securities, LLC. Michael is licensed in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Michael has held his Series 79 license since September 11, 2014, and his SIE license since October 1, 2018.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/11/2014 - Present
Wells Fargo Securities, LLC (New York NY)
BC
Issued 09/21/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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