Unclaimed
Michael Yerina is a registered representative with Natwest Markets Securities Inc. Michael has been in the financial services industry since January 30, 2018. Michael is registered with the Securities Industry Essentials Examination, the Investment Banking Registered Representative Examination, and the Uniform Securities Agent State Law Examination. Michael is licensed to provide securities services in 49 states. Previously, Michael worked at Avalon Securities, LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/13/2021 - Present
Natwest Markets Securities Inc. (Armonk NY)
NY
03/16/2017 - 11/25/2020
AVALON SECURITIES, LTD. (NEW YORK NY)
BC
Issued 04/07/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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