Unclaimed
Michael Yee Gung is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Blackrock Investments, LLC and holds a Series 66, Series 7, Series 31 and SIE license. Michael has previously worked with Blackrock Execution Services, Franklin/Templeton Distributors, Inc., and Dean Witter Reynolds Inc. Michael is based in San Francisco, California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
02/06/2019 - Present
Blackrock Investments, LLC (SAN FRANCISCO CA)
CA
11/06/2002 - 02/07/2019
BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)
CA
09/20/2000 - 01/30/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
NY
11/24/1999 - 08/29/2000
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BOTH
Issued 02/09/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 11/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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