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Michael Yee Gung

Blackrock Investments, LLC

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About Michael Yee Gung

Michael Yee Gung is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with Blackrock Investments, LLC and holds a Series 66, Series 7, Series 31 and SIE license. Michael has previously worked with Blackrock Execution Services, Franklin/Templeton Distributors, Inc., and Dean Witter Reynolds Inc. Michael is based in San Francisco, California.

Firm Information

Michael Gung is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gung’s Registration & Firm History

CA

02/06/2019 - Present

Blackrock Investments, LLC (SAN FRANCISCO CA)

CA

11/06/2002 - 02/07/2019

BLACKROCK EXECUTION SERVICES (SAN FRANCISCO CA)

CA

09/20/2000 - 01/30/2002

FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)

NY

11/24/1999 - 08/29/2000

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

BOTH

Issued 02/09/2000

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/08/1999

Series 31 - Futures Managed Funds Examination

BC

Issued 11/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Yee Gung.
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