Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Yee Chan is a financial advisor with over 11 years of experience in the industry. Michael is currently registered with Imperial Capital, LLC in Los Angeles, California. Prior to joining Imperial Capital, LLC, Michael was employed by MOELIS & COMPANY LLC, also in Los Angeles, California. Michael has passed several industry exams, including the Series 7, Series 79, and Series 63. Michael is licensed to offer securities in California and New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/07/2022 - Present
Imperial Capital, LLC (LOS ANGELES CA)
CA
08/21/2012 - 10/10/2022
MOELIS & COMPANY LLC (LOS ANGELES CA)
CA
01/19/2011 - 08/14/2012
IMPERIAL CAPITAL, LLC (LOS ANGELES CA)
CA
05/26/2008 - 06/09/2008
WEDBUSH MORGAN SECURITIES INC. (LOS ANGELES CA)
BC
Issued 01/21/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/2011
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 01/18/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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