Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Y. Chien is a financial professional with over 25 years of experience in the industry. Michael is currently registered with Hold Brothers Capital LLC and has a Series 7, Series 57TO, Series 99TO and SIE license. Michael has also previously worked with Bright Trading, LLC and PaineWebber Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/05/2012 - Present
Hold Brothers Capital LLC (NEW YORK NY)
NV
04/01/2008 - 12/31/2011
BRIGHT TRADING, LLC (HENDERSON NV)
NJ
06/04/1997 - 05/19/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 06/03/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/12/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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