Unclaimed
Michael Xavier Difonzo is a financial advisor who has been active in the industry since 2010. Michael is currently registered with Fidelity Brokerage Services LLC and has been with them since 2013. Prior to Fidelity Brokerage Services LLC, Michael was registered with Lincoln Financial Securities Corporation and Edward Jones. Michael is licensed to sell securities in 51 states, as well as in the District of Columbia. Michael holds FINRA Series 7 and Series 66 licenses. Michael also holds the SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
08/15/2013 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
09/20/2010 - 12/31/2012
LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WORTH TX)
TX
09/28/2009 - 04/14/2010
EDWARD JONES (FT WORTH TX)
BOTH
Issued 10/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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