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Michael Xavier Difonzo

Fidelity Brokerage Services LLC

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About Michael Xavier Difonzo

Michael Xavier Difonzo is a financial advisor who has been active in the industry since 2010. Michael is currently registered with Fidelity Brokerage Services LLC and has been with them since 2013. Prior to Fidelity Brokerage Services LLC, Michael was registered with Lincoln Financial Securities Corporation and Edward Jones. Michael is licensed to sell securities in 51 states, as well as in the District of Columbia. Michael holds FINRA Series 7 and Series 66 licenses. Michael also holds the SIE license.

Firm Information

Michael Difonzo is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Difonzo’s Registration & Firm History

TX

08/15/2013 - Present

Fidelity Brokerage Services LLC (WESTLAKE TX)

TX

09/20/2010 - 12/31/2012

LINCOLN FINANCIAL SECURITIES CORPORATION (FORT WORTH TX)

TX

09/28/2009 - 04/14/2010

EDWARD JONES (FT WORTH TX)

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Licenses & Designations

BOTH

Issued 10/09/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/25/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There is public disclosure for Michael Xavier Difonzo. Review regulatory record here.
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