Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wu is a financial advisor with Steward Partners Investment Advisory, LLC. Michael has been in the financial services industry since May 2000. Michael is registered with the state of Florida to provide investment advisory services. Prior to joining Steward Partners, Michael was a financial advisor at Morgan Stanley, Raymond James & Associates, Inc., Raymond James Financial Services, Inc., USAA Financial Advisors, Inc., TIAA-CREF Individual & Institutional Services, LLC, Mutual Service Corporation, MML Investors Services, Inc., TD Waterhouse Investor Services, Inc., and Sovereign Equity Management Corp. Michael holds the Series 63, 66, 7, 9, 10, 24, and SIE licenses. Michael offers financial planning, portfolio management, and selection of other advisors to clients.
LAND O LAKES, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Financial consulting
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
06/15/2023 - Present
Steward Partners Investment Advisory, LLC (LAND O LAKES FL)
FL
10/19/2022 - 06/27/2023
MORGAN STANLEY (Temple Terrace FL)
FL
06/27/2022 - 10/07/2022
RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)
FL
11/02/2018 - 10/07/2022
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST PETERSBURG FL)
FL
06/03/2014 - 10/29/2018
USAA FINANCIAL ADVISORS, INC. (TAMPA FL)
FL
08/26/2008 - 05/06/2014
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (TAMPA FL)
FL
05/06/2008 - 08/04/2008
MUTUAL SERVICE CORPORATION (TAMPA FL)
MA
08/22/2007 - 12/19/2007
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NE
01/09/1998 - 08/26/2005
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
FL
05/13/1996 - 07/23/1996
SOVEREIGN EQUITY MANAGEMENT CORP. (DEERFIELD BEACH FL)
BOTH
Issued 6/10/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 5/13/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/14/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/14/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 9/13/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 5/3/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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