Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lee is a financial professional with over 20 years of experience in the industry. Michael currently holds a Series 7 and Series 63 license and is registered with GT Securities, Inc. in California and Illinois. Michael has previously worked with NHCOHEN CAPITAL LLC, FCG ADVISORS, LLC, BARCLAYS CAPITAL INC., and LEHMAN BROTHERS INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
04/07/2020 - Present
GT Securities, Inc. (LOS ANGELES CA)
NJ
09/28/2016 - 03/31/2020
NHCOHEN CAPITAL LLC (MONROE NJ)
NJ
10/18/2010 - 07/28/2016
FCG ADVISORS, LLC (CHATHAM NJ)
NY
09/22/2008 - 10/27/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
09/26/2002 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 09/27/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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