linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Michael Winthrop Winberg

Cowen AND Co.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Michael? Claim Your Profile

About Michael Winthrop Winberg

Michael Winthrop Winberg is a financial advisor with Cowen AND Co. Michael has been a financial advisor since June 7, 2009. Michael has passed four product exams, including the Series 7, Series 55, SIE, and Series 57TO. Michael is licensed in eight states, including California, Connecticut, Florida, Massachusetts, New Jersey, New York, Tennessee, and Texas. Prior to working at Cowen AND Co., Michael worked at COWEN EXECUTION SERVICES LLC and EZE CASTLE TRANSACTION SERVICES LLC.

Firm Information

Michael Winberg is currently registered with Cowen AND Co.. Cowen AND Co. is a Limited Liability Company that was formed on January 15, 2004. The firm is registered in 53 states and the SEC and offers advisory services. Cowen AND Co. has been involved in 46 regulatory events and 8 arbitration cases.

Not reported

Assets Under Management

Not reported

Total Clients

142

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Michael Winberg’s Registration & Firm History

CT

05/31/2017 - Present

Cowen AND Co. (Stamford CT)

NY

08/06/2019 - 07/21/2020

COWEN EXECUTION SERVICES LLC (NY NY)

NY

01/12/2010 - 12/31/2017

COWEN EXECUTION SERVICES LLC (NEW YORK NY)

MA

06/08/2009 - 01/12/2010

EZE CASTLE TRANSACTION SERVICES LLC (BOSTON MA)

Not sure if Michael Winthrop Winberg is right for you?

Licenses & Designations

BC

Issued 05/01/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/04/2012

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/06/2009

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Winthrop Winberg.
Not sure if Michael Winthrop Winberg is right for you?