Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Wilson Allen has been in the financial industry since August 11, 2006 and is currently a registered representative with Charles Schwab & Co., Inc.. Michael has over 17 years of experience working with clients and holds various licenses and certifications, including the Series 7, Series 24, Series 51 and the SIE exam. Michael is registered with the state of Texas and is available to assist with your investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
TX
01/26/2022 - Present
Charles Schwab & CO., Inc. (Westlake TX)
TX
03/06/2019 - 05/11/2024
TD AMERITRADE, INC. (WestLake TX)
TX
02/08/2019 - 02/19/2019
FROST BROKERAGE SERVICES, INC. (Houston TX)
TX
04/10/2018 - 12/14/2018
CALTON & ASSOCIATES, INC. (Houston TX)
TX
04/23/2013 - 04/11/2018
PROVASI CAPITAL PARTNERS LP (DALLAS TX)
TX
10/18/2007 - 02/01/2013
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (WESTLAKE TX)
TX
03/03/2006 - 09/17/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DALLAS TX)
BOTH
Issued 04/07/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/17/2012
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 06/15/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/02/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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