Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Willis Frank has over 30 years of experience in the financial services industry. Michael is a Certified Financial Planner and has been registered with LPL Financial LLC since January 2023. Prior to that, Michael was registered with Cetera Financial Specialists LLC, Raymond James Financial Services, Inc. and other firms. Michael is currently registered in 16 states as a broker-dealer and in 2 states as an investment advisor. Michael specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and charitable organizations. Michael provides services to a wide range of clients, including high-net-worth individuals, corporations, and pension plans. Michael is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WI
01/03/2023 - Present
LPL Financial LLC (DELAVAN WI)
IL
09/18/2017 - 01/18/2023
CETERA FINANCIAL SPECIALISTS LLC (S. BARRINGTON IL)
IL
07/18/2014 - 09/21/2017
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. CHARLES IL)
IL
05/19/1995 - 08/05/2014
LPL FINANCIAL LLC (ST. CHARLES IL)
CA
01/30/1994 - 05/31/1995
GIBRALTAR INVESTMENTS, INC. (SALINAS CA)
IL
05/14/1993 - 01/17/1994
RODMAN & RENSHAW INC. (CHICAGO IL)
AZ
11/19/1989 - 05/11/1993
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NA
10/21/1988 - 11/19/1989
INTEGRATED RESOURCES EQUITY CORPORATION
IA
Issued 08/22/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/07/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/14/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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