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Michael William Wagner

Joseph Gunnar & Co. LLC

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About Michael William Wagner

Michael Wagner is a financial professional with over 20 years of experience in the securities industry. Michael has been associated with Joseph Gunnar & Co. LLC since 2009. Michael is registered in 43 states and holds a Series 63, Series 65, Series 7, Series 24 and Series 4. Michael has a strong background in financial planning, portfolio management, and investment advisory services. Michael's professional experience includes various roles in financial services and investment banking.

Firm Information

Michael Wagner is currently registered with Joseph Gunnar & Co. LLC. Joseph Gunnar & Co. LLC is a Limited Liability Company registered with the SEC and in 53 states. The firm, founded in 1997, is headquartered in Uniondale, New York and provides portfolio management services for individuals and selects other advisers. They are registered to offer wrap fee programs and have reported 5 regulatory events and 12 arbitration disclosures.
Joseph Gunnar & Co. LLC

1000 RXR PLAZA

UNIONDALE, NY 11556

$31.02M

Assets Under Management

Not reported

Total Clients

36

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Share in fees paid to tpmms

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Michael Wagner’s Registration & Firm History

NY

03/28/2016 - Present

Joseph Gunnar & Co. LLC (UNIONDALE NY)

NY

08/23/2004 - 06/08/2009

LAIDLAW & COMPANY (UK) LTD. (NEW YORK NY)

NY

04/02/2002 - 08/23/2004

SANDS BROTHERS & CO., LTD. (NEW YORK NY)

CO

01/09/2001 - 03/26/2002

GLOBAL CAPITAL SECURITIES CORPORATION (ENGLEWOOD CO)

NY

05/22/2000 - 12/21/2000

MURPHY & DURIEU (NEW YORK NY)

OK

07/13/1998 - 05/22/2000

AMERICAN INVESTMENT SERVICES, INC. (OKLAHOMA CITY OK)

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Licenses & Designations

IA

Issued 03/27/2009

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/17/1998

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/22/2016

Series 24 - General Securities Principal Examination

BC

Issued 03/14/2005

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/07/1998

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are 7 public disclosures for Michael William Wagner. Review regulatory record here.
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