Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Troxell is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. in Scottsdale, Arizona. Michael has been in the financial services industry since 2000 and has experience working with clients in a variety of sectors, including individuals, corporations, and charitable organizations. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds the Series 7, 63, and 65 licenses. He has also earned the Series 24 license. Michael is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and offers investment advisory services through Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
04/02/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SCOTTSDALE AZ)
AZ
12/15/2009 - 04/11/2019
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
02/07/2000 - 11/24/2009
FIDELITY BROKERAGE SERVICES LLC (SCOTTSDALE AZ)
IA
Issued 12/07/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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