Unclaimed
Michael Taliaferro is a financial advisor with ADP Broker-Dealer, Inc. Michael has been in the financial services industry since 2003. Michael has held previous positions with Edward Jones and NatCity Investments, Inc. Michael has Series 7, Series 63, Series 66, and SIE licenses and is registered in 52 states. Michael has a strong track record of providing sound financial advice to his clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
11/14/2016 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
NJ
05/15/2012 - 12/18/2014
ADP BROKER-DEALER, INC. (ROSELAND NJ)
KY
06/12/2006 - 09/23/2010
EDWARD JONES (LOUISVILLE KY)
KY
09/10/2004 - 06/09/2006
NATCITY INVESTMENTS, INC. (LOUISVILLE KY)
MO
09/24/2003 - 08/11/2004
EDWARD JONES (ST. LOUIS MO)
BOTH
Issued 09/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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