Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Smith is a financial professional with over 14 years of experience in the financial services industry. Michael is currently registered with Bay Crest Partners, LLC, and has previously held positions with E D & F Man Capital Markets Inc., Oppenheimer & Co. Inc., United First Partners LLC, and BNP Paribas Securities Corp. Michael holds a variety of licenses, including Series 7, Series 24, Series 4, Series 55, Series 57TO, and Series 63. Michael specializes in providing comprehensive financial advice to individuals and families.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2020 - Present
BAY Crest Partners, LLC (NEW YORK NY)
NY
08/09/2018 - 09/10/2020
E D & F MAN CAPITAL MARKETS INC. (NEW YORK NY)
NY
05/26/2015 - 06/12/2018
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
04/03/2013 - 05/29/2015
UNITED FIRST PARTNERS LLC (NY NY)
NY
02/09/2009 - 04/18/2013
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
BC
Issued 03/20/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/12/2024
Series 24 - General Securities Principal Examination
BC
Issued 11/22/2021
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/06/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
N
New York Stock Exchange
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