Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rovens is a financial advisor with J.P. Morgan Securities LLC. Michael has been in the industry since 1989 and has a broad range of experience in providing financial guidance. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and holds a Series 7, Series 31, and Series 66 license. Michael has a proven track record of success in helping clients achieve their financial goals. Michael is committed to providing clients with personalized service and investment strategies tailored to their individual needs. Michael's previous experience includes positions at RBC Capital Markets, LLC, Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Credit Suisse First Boston LLC, Donaldson, Lufkin & Jenrette Securities Corporation, and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
11/04/2021 - Present
J.p. Morgan Securities LLC (LOS ANGELES CA)
CA
05/06/2010 - 11/18/2021
RBC CAPITAL MARKETS, LLC (CENTURY CITY CA)
CA
06/01/2009 - 05/19/2010
MORGAN STANLEY SMITH BARNEY (LOS ANGELES CA)
CA
07/01/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (LOS ANGELES CA)
NY
01/17/2003 - 05/06/2003
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NJ
05/14/1993 - 01/17/2003
DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)
NA
05/16/1991 - 04/14/1993
ALEX. BROWN & SONS INCORPORATED
NY
02/08/1989 - 05/28/1991
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
BOTH
Issued 06/06/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 31 - Futures Managed Funds Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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