Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Rosa has been active in the financial services industry since April 1998. Michael is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and has an active investment adviser representative registration with the state of Virginia. Michael is registered to provide securities and investment advisory services in 46 states. Michael provides investment advisory services to a wide range of clients, including high-net-worth individuals, corporations, insurance companies, pension and profit-sharing plans, and charitable organizations. Michael's experience includes providing portfolio management, financial planning, and other investment advisory services. Michael is committed to providing clients with personalized financial advice and strategies designed to meet their individual needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
08/12/1998 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
BOTH
Issued 07/09/1998
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/09/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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