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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Roberts is a financial advisor with Wells Fargo Clearing Services, LLC, providing financial advice for over 30 years. Michael Roberts has a strong background in financial planning and investment management, and has been actively involved in the financial services industry since 1985. Prior to joining Wells Fargo Clearing Services, LLC, Michael Roberts was a financial advisor at Morgan Stanley, Citigroup Global Markets Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Smith Barney Inc. Michael Roberts holds various industry licenses and certifications, including Series 7, Series 6, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
OK
05/09/2014 - Present
Wells Fargo Clearing Services, LLC (BARTLESVILLE OK)
OK
06/01/2009 - 05/14/2014
MORGAN STANLEY (BARTLESVILLE OK)
OK
06/21/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BARTLESVILLE OK)
NY
06/30/1995 - 06/26/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/24/1987 - 06/22/1995
SMITH BARNEY INC. (NEW YORK NY)
NA
11/22/1985 - 11/30/1987
WADDELL & REED, INC.
IA
Issued 11/18/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/21/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1987
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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