Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Murphy is an investment advisor representative with Raymond James & Associates, Inc., based in NEW YORK, NY. Michael has been working in the financial services industry since 1996. Before joining Raymond James & Associates, Inc. Michael was an advisor at MORGAN STANLEY. Michael holds Series 7, 63, 66, and SIE licenses, and is also registered with the state of New York, Florida, and Texas. Michael's firm, Raymond James & Associates, Inc., provides a variety of advisory services including financial planning, portfolio management, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/07/2022 - Present
Raymond James & Associates, Inc. (NEW YORK NY)
NY
05/30/2013 - 03/30/2022
MORGAN STANLEY (New York NY)
NY
02/02/2012 - 08/01/2012
IMPERIAL CAPITAL, LLC (NEW YORK NY)
NY
10/28/2004 - 12/05/2011
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
NY
05/09/2003 - 08/09/2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
06/20/2000 - 09/12/2002
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
11/29/1996 - 05/18/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
11/27/1995 - 10/29/1996
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
10/14/1994 - 11/20/1995
BARCLAYS DE ZOETE WEDD SECURITIES INC. (NEW YORK NY)
IA
Issued 08/26/2013
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 07/30/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/30/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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