Unclaimed
Michael Longthorne is a securities professional with over 30 years of experience in the financial industry. Michael is currently registered with IRC Securities LLC in New York, NY. Michael has held positions at a number of other firms, including PRIME NUMBER CAPITAL, LLC, DECKER & CO, LLC, MIZUHO SECURITIES USA INC., DAIWA SECURITIES AMERICA INC., ING BARING (U.S.) SECURITIES, INC., SALOMON BROTHERS INC., ROBERT FLEMING INC., and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Michael has a broad range of experience in the securities industry, including experience as a general securities representative, limited representative-equity trader, and research analyst. Michael holds FINRA Series 7, 24, 55, 57TO, 87 and SIE licenses. Michael is also registered in New York as a securities agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/28/2022 - Present
IRC Securities LLC (NEW YORK NY)
NY
01/09/2020 - 10/11/2022
PRIME NUMBER CAPITAL, LLC (New York NY)
CA
12/18/2017 - 12/17/2019
DECKER & CO, LLC (MENLO PARK CA)
NY
11/17/2000 - 04/26/2017
MIZUHO SECURITIES USA INC. (NEW YORK NY)
NY
07/25/1997 - 11/06/2000
DAIWA SECURITIES AMERICA INC. (NEW YORK NY)
NY
02/27/1991 - 04/28/1997
ING BARING (U.S.) SECURITIES, INC. (NEW YORK NY)
NY
05/26/1989 - 03/01/1991
SALOMON BROTHERS INC. (NEW YORK NY)
NA
04/21/1987 - 06/12/1989
ROBERT FLEMING INC.
NA
09/24/1985 - 02/17/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BC
Issued 08/20/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/1994
Series 12 - NYSE Branch Manager Examination
BC
Issued 08/17/1992
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/21/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 11/29/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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