Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kelleher is a financial advisor with over 24 years of experience in the financial services industry. Michael is currently registered with J.P. Morgan Prime Inc. and J.P. Morgan Securities LLC. Michael has a broad range of experience, having previously worked at J.P. Morgan Clearing Corp., UBS Securities LLC, and TIAA-CREF Individual & Institutional Services, Inc. Michael holds a variety of licenses and certifications, including Series 7, 6, 24, 57TO, 99TO, and SIE. Michael is registered to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/21/2016 - Present
J.p. Morgan Prime Inc. (NEW YORK NY)
NY
10/08/2010 - 10/01/2016
J.P. MORGAN CLEARING CORP. (NEW YORK NY)
NY
11/08/2000 - 04/20/2010
UBS SECURITIES LLC (NEW YORK NY)
NA
07/29/1991 - 05/20/1994
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, INC.
BC
Issued 08/17/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/24/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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