Unclaimed
Michael William Johnson is an investment advisor with a long history of experience in the financial industry. He is currently registered with SPC and has previously been registered with Transamerica Financial Advisors, Inc., AXA Advisors, LLC, American Express Financial Advisors Inc., and IDS Life Insurance Company. Michael William Johnson is experienced in providing financial planning, pension consulting, and portfolio management services to individuals, businesses, and pension plans. Michael William Johnson is also a licensed insurance agent.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CO
04/25/2017 - Present
SPC (Lone Tree CO)
CO
03/02/2015 - 12/19/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (GREENWOOD VILLAGE CO)
NY
08/29/2001 - 08/14/2003
AXA ADVISORS, LLC (NEW YORK NY)
MN
08/10/2000 - 06/28/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/10/2000 - 06/28/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 05/11/2017
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 03/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/22/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/02/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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