Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Hordy is a financial advisor at LPL Financial LLC. Michael has been in the industry since 1986. Michael is registered with the state of New York and Texas. Michael previously worked at WELLS FARGO ADVISORS, LLC, A. G. EDWARDS & SONS, INC., JOSEPHTHAL & CO., INC., ROSENKRANTZ LYON & ROSS INCORPORATED, and JOSEPHTHAL & CO., INCORPORATED. Michael holds the Series 7, Series 9, Series 10, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
01/31/2025 - Present
LPL Financial LLC (MELVILLE NY)
NY
01/01/2008 - 04/05/2010
WELLS FARGO ADVISORS, LLC (SMITHTOWN NY)
NY
09/30/1991 - 01/03/2008
A. G. EDWARDS & SONS, INC. (HUNTINGTON NY)
NA
05/29/1990 - 10/22/1991
JOSEPHTHAL & CO., INC.
NY
09/23/1991 - 10/21/1991
ROSENKRANTZ LYON & ROSS INCORPORATED (NEW YORK NY)
NA
01/21/1986 - 05/29/1990
JOSEPHTHAL & CO., INCORPORATED
BC
Issued 02/05/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/06/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/15/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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