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Michael William Hlavin

Broadridge Business Process Outsourcing, LLC

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About Michael William Hlavin

Michael William Hlavin is a financial advisor who has been in the industry since 1989. Michael is currently registered with Broadridge Business Process Outsourcing, LLC and is licensed in Colorado. Michael has experience in various financial service firms including M&T Securities, INC., Lincoln Investment, AAG Securities, Inc. and Metropolitan Life Insurance Company. Michael has experience in a wide range of financial products and services.

Firm Information

Michael Hlavin is currently registered with Broadridge Business Process Outsourcing, LLC. Broadridge Business Process Outsourcing, LLC is a Limited Liability Company formed in 2001-04-06. The firm is registered in California, Colorado, Illinois, New Jersey, New York, and Texas. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

109

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Hlavin’s Registration & Firm History

CO

05/26/2016 - Present

Broadridge Business Process Outsourcing, LLC (DENVER CO)

MD

04/05/2012 - 06/23/2016

M&T SECURITIES, INC. (BALTIMORE MD)

PA

08/25/1999 - 04/06/2010

LINCOLN INVESTMENT (FORT WASHINGTON PA)

OH

04/28/1995 - 07/19/1999

AAG SECURITIES, INC. (CINCINNATI OH)

NY

05/02/1990 - 04/18/1995

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

04/25/1990 - 04/18/1995

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NA

01/24/1989 - 04/25/1990

UR FINANCIAL, INC.

NA

08/18/1987 - 02/10/1989

CLAYTON BROWN & ASSOCIATES, INC.

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Licenses & Designations

IA

Issued 10/14/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/17/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/1990

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/15/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael William Hlavin.
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