Unclaimed
Michael William Hayes is a financial advisor with over 30 years of experience in the industry. Michael has been with Morgan Stanley since June 2009, and has a diverse set of credentials including Series 7, 9, 10, 63 and 65 licenses. Michael holds a Series 63 license. Michael has held various positions in the financial services industry, including at CITIGROUP GLOBAL MARKETS INC., Morgan Stanley Smith Barney, and Morgan Stanley Private Bank, National Association. Michael is registered to provide securities and investment advisory services in Alaska, Arizona, California, Colorado, Florida, Hawaii, Illinois, Minnesota, Nevada, New Mexico, New York, North Carolina, North Dakota, Oklahoma, Oregon, Rhode Island, South Carolina, Texas, Utah, Virginia, Washington, Wisconsin, and Wyoming. Michael is also a member of a cover band called O.M.G. and has been involved in the music industry since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NV
02/24/2020 - Present
Morgan Stanley (Reno NV)
NV
03/28/1990 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (RENO NV)
IA
Issued 01/14/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/08/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/09/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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