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Michael William Hauser

Natwest Markets Securities Inc.

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About Michael William Hauser

Michael William Hauser is a registered representative with Natwest Markets Securities Inc. Michael has been in the securities industry since January 2001. Michael is licensed to provide securities advice in 49 states and is a Series 7, 63, SIE, and 79TO qualified representative. Michael’s previous experience includes working for J.P. Morgan Advisors, Inc.

Firm Information

Michael Hauser is currently registered with Natwest Markets Securities Inc.. Natwest Markets Securities Inc. is a corporation formed on November 7, 1985, and is currently approved. It is registered with the SEC and in all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

113

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Hauser’s Registration & Firm History

CT

07/05/2001 - Present

Natwest Markets Securities Inc. (STAMFORD CT)

NY

03/13/2000 - 09/05/2000

J. P. MORGAN ADVISORS, INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/20/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/10/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael William Hauser.
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