Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Harling is a financial professional with over 30 years of experience in the industry. Michael is currently registered with Municipal Capital Markets Group, Inc. in Texas. Michael has a strong background in municipal securities, having passed the Series 52 and Series 53 exams, and is also qualified as a municipal advisor representative. Michael has a diverse set of credentials including the Series 63, Series 50, Series 99TO and the SIE. Michael holds a current registration in Texas and Illinois. Michael was previously registered with UNICAPITAL SECURITIES CORP. in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
03/07/2001 - Present
Municipal Capital Markets Group, Inc. (DALLAS TX)
TX
10/15/1991 - 04/10/2001
UNICAPITAL SECURITIES CORP. (DALLAS TX)
BC
Issued 03/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2003
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 10/14/1991
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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