Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hardin is a financial professional with over 30 years of experience in the industry. Michael has worked for several firms, including First Horizon Advisors, Inc., JMC Investment Services, Inc., and Pruco Securities Corporation. Michael currently holds a Series 66, Series 63, Series 4, Series 24, Series 53, Series 26, Series 52TO, Series 7, and Series 6 license. Michael is registered in Arizona, Indiana, North Carolina, Pennsylvania, South Carolina, Tennessee, and Virginia. Michael currently works at Raymond James & Associates, Inc. and is located in Johnson City, TN.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
02/06/2023 - Present
Raymond James & Associates, Inc. (Johnson City TN)
TN
07/09/1996 - 02/03/2023
FIRST HORIZON ADVISORS, INC. (JOHNSON CITY TN)
MA
12/12/1994 - 01/31/1996
JMC INVESTMENT SERVICES, INC. (BOSTON MA)
MA
11/22/1994 - 12/02/1994
JMC FINANCIAL CORPORATION (BOSTON MA)
NJ
04/04/1988 - 02/14/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
04/04/1988 - 02/14/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
NA
04/06/1987 - 11/16/1987
FIRST INVESTORS CORPORATION
BOTH
Issued 09/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/23/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/1998
Series 4 - Registered Options Principal Examination
BC
Issued 07/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 09/25/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/24/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/24/1996
Series 7 - General Securities Representative Examination
BC
Issued 11/21/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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