Unclaimed
Michael Hanley is a financial professional with over 13 years of experience in the financial services industry. Michael is currently registered with Clear Street LLC and has a Series 66 license as well as numerous other licenses and registrations. Michael previously worked for Precision Securities, LLC, First Allied Securities, Inc., LPL Financial LLC, and Financial Advisors of America, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
10/24/2022 - Present
Clear Street LLC (Del Mar CA)
CA
12/03/2018 - 11/27/2023
PRECISION SECURITIES, LLC (DEL MAR CA)
CA
11/07/2013 - 11/29/2018
FIRST ALLIED SECURITIES, INC. (SAN DIEGO CA)
CA
04/24/2012 - 11/12/2013
LPL FINANCIAL LLC (SAN DIEGO CA)
CA
01/06/2010 - 03/26/2012
FINANCIAL ADVISERS OF AMERICA, LLC (CARLSBAD CA)
BOTH
Issued 12/29/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/08/2014
Series 4 - Registered Options Principal Examination
BC
Issued 07/27/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 02/16/2010
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/28/2012
Series 3 - National Commodity Futures Examination
BC
Issued 12/17/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
L
Long-Term Stock Exchange, Inc.
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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