Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Haley is a financial advisor with LPL Financial LLC, a firm with over 463 billion dollars in regulatory assets under management. Michael has been in the industry since 1988 and currently holds licenses in 26 states, working from offices in Stockton, California. Michael specializes in financial planning, pension consulting and portfolio management. He works with a variety of clients including high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/29/2017 - Present
LPL Financial LLC (STOCKTON CA)
CA
07/16/1999 - 11/29/2017
NATIONAL PLANNING CORPORATION (STOCKTON CA)
OR
03/10/1995 - 07/16/1999
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
NY
01/28/1993 - 03/29/1995
WALL STREET INVESTOR SERVICES (NEW YORK NY)
CA
01/22/1993 - 12/31/1993
SECURITY FIRST FINANCIAL, INC. (NEWPORT BEACH CA)
MA
07/23/1990 - 01/20/1993
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
07/23/1990 - 01/20/1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
GA
05/19/1988 - 07/25/1990
FIRST AMERICAN NATIONAL SECURITIES, INC. (DULUTH GA)
BC
Issued 11/06/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/01/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/30/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/1992
Series 7 - General Securities Representative Examination
BC
Issued 01/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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