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Michael William Groom

Lument Securities, LLC

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About Michael William Groom

Michael Groom is a registered representative with Lument Securities, LLC in Columbus, OH. Michael has been in the securities industry since February 6, 2017 and holds a Series 7 and SIE license. Michael was previously registered with Lancaster Pollard & Co., LLC.

Firm Information

Michael Groom is currently registered with Lument Securities, LLC. Lument Securities, LLC is a Limited Liability Company formed in May 2010. The firm is registered with the SEC and in all 50 states, as well as in the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

43

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Groom’s Registration & Firm History

OH

01/02/2019 - Present

Lument Securities, LLC (COLUMBUS OH)

OH

02/06/2017 - 01/02/2019

LANCASTER POLLARD & CO., LLC (COLUMBUS OH)

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Licenses & Designations

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/06/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael William Groom.
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