Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Chartos is a financial advisor who has been working in the industry since 2010. Michael is currently registered with Northwestern Mutual Investment Services, LLC and holds Series 6, 7, 26, 63 and 65 licenses. Michael is licensed in 25 states and is active in the broker-dealer (BC) space. Michael's firm, Northwestern Mutual Investment Services, LLC, is headquartered in Milwaukee, Wisconsin and has approximately 2,399 registered representatives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
MD
02/22/2010 - Present
Northwestern Mutual Investment Services, LLC (ANNAPOLIS MD)
IA
Issued 05/17/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/20/2018
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2016
Series 7 - General Securities Representative Examination
BC
Issued 02/20/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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