Unclaimed
Michael Capocci is a registered representative of Houlihan Lokey Capital, Inc. in New York, NY, and has been in the securities industry since November 3, 2013. Michael Capocci is licensed to sell securities in New York. Michael Capocci previously worked at William Blair in Chicago, IL. Michael Capocci holds the Series 63, SIE, and Series 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
08/02/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
IL
07/16/2013 - 04/12/2023
WILLIAM BLAIR (CHICAGO IL)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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