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Michael William Brown

Nylife Securities LLC

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About Michael William Brown

Michael William Brown is a financial advisor with Nylife Securities LLC. Michael is registered with FINRA and has been in the industry since 2018. Michael is licensed to sell securities in Oregon, Washington, and Arizona. Michael holds the Series 6, Series 7TO, and Series 63 licenses. Michael is dedicated to providing clients with comprehensive financial advice to help them achieve their financial goals.

Firm Information

Michael Brown is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Brown’s Registration & Firm History

OR

10/01/2018 - Present

Nylife Securities LLC (SALEM OR)

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Licenses & Designations

BC

Issued 10/08/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/06/2021

Series 7TO - General Securities Representative Examination

BC

Issued 10/02/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/01/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 3 public disclosures for Michael William Brown. Review regulatory record here.
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