Unclaimed
Michael Bakker is a financial advisor with Commonwealth Financial Network, a firm based in Waltham, MA. Michael has been in the financial services industry since 1990, and has extensive experience in investment advisory services, financial planning, pension consulting, educational seminars, and portfolio management. Michael is registered to provide investment advice and securities services in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/29/2021 - Present
Commonwealth Financial Network (Hopewell Junction NY)
NY
10/01/2000 - 05/01/2018
WELLS FARGO CLEARING SERVICES, LLC (FISHKILL NY)
NC
12/02/1996 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
MD
10/25/1995 - 11/06/1996
M&T SECURITIES, INC. (BALTIMORE MD)
TX
02/01/1995 - 10/24/1995
BHCM INC. (HOUSTON TX)
VA
02/03/1993 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/28/1992 - 12/18/1992
NATWEST INVESTOR SERVICES CORPORATION (NEW YORK NY)
NY
06/19/1992 - 07/13/1992
USLIFE EQUITY SALES CORP. (NEW YORK NY)
FL
09/30/1989 - 11/05/1990
LEGEND CAPITAL CORPORATION (PALM BEACH GARDENS FL)
NA
06/22/1988 - 05/02/1989
THOMAS JAMES ASSOCIATES, INC.
IA
Issued 04/02/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/15/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/26/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/18/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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