Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael William Arabio is a financial advisor with over 25 years of experience in the financial services industry. Michael has been with Wells Fargo Clearing Services, LLC since 2016. Michael is registered with the Securities and Exchange Commission (SEC) and has licenses to provide investment advisory services in New Jersey and New York. Before joining Wells Fargo, Michael worked with Morgan Stanley & Co. Incorporated, Morgan Stanley Smith Barney and Gaines, Berland Inc.. Michael specializes in providing financial advice to individuals, businesses, corporations, pension plans, and charitable organizations. Michael has a broad range of experience in various financial products and services including stocks, bonds, mutual funds, ETFs, options, and futures. He has a strong commitment to helping clients achieve their financial goals and providing them with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/27/2021 - Present
Wells Fargo Clearing Services, LLC (WOODBURY NY)
NY
06/01/2009 - 01/21/2011
MORGAN STANLEY SMITH BARNEY (MELVILLE NY)
NY
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (MELVILLE NY)
NY
06/20/1996 - 04/02/2007
MORGAN STANLEY DW INC. (MELVILLE NY)
NY
02/16/1996 - 05/01/1996
GAINES, BERLAND INC. (BETHPAGE NY)
IA
Issued 06/27/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/19/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/30/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/26/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 02/15/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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